Committee of European Securities Regulators

Results: 371



#Item
141European sovereign debt crisis / Financial markets / European Insurance and Occupational Pensions Authority / European Securities and Markets Authority / European Systemic Risk Board / European System of Financial Supervisors / Undertakings for Collective Investment in Transferable Securities Directives / Markets in Financial Instruments Directive / Committee of European Securities Regulators / European Union / Europe / Financial regulation

Regulation (EU) No[removed]of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No [removed]EC

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Source URL: www.esma.europa.eu

Language: English - Date: 2014-11-20 04:31:43
142Financial regulation / Financial system / Christopher Cox / U.S. Securities and Exchange Commission / Short / European Union / Committee of European Securities Regulators / Markets in Financial Instruments Directive / Securities Commission / Financial markets / Financial economics / Finance

Microsoft Word - Statement_v0817_SEC_Mutual_Recognition_AUG07_Final.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-10-24 11:44:59
143Lamfalussy process / Europe / Financial markets / Directive / Markets in Financial Instruments Directive / Committee of European Securities Regulators / Financial regulation / European Union / European Union law

Federation of European Securities Exchanges Futures and Options Association International Primary Market Association International Securities Market Association International Swaps and Derivatives Association London Inve

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Source URL: ec.europa.eu

Language: English - Date: 2008-09-01 06:58:47
144Europe / European Insurance and Occupational Pensions Authority / Lamfalussy process / Committee of European Securities Regulators / European Union / Economy of the European Union / Financial regulation

COMMENTS ON THE “HYMALAYA” REPORT ( “Which supervisory tools for the EU securities markets? ) FROM CESR 1. Introduction The Hymalaya report is an important step forward in assessing the role of securities regulator

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Source URL: ec.europa.eu

Language: English - Date: 2008-09-01 06:58:52
145Europe / Lamfalussy process / European Insurance and Occupational Pensions Authority / Fortis / Committee of European Securities Regulators / Committee of European Banking Supervisors / European Union / Economy of the European Union / Financial regulation

RESPONSE TO THE 3RD IIMG REPORT MONITORING THE LAMFALLUSSY PROCESS AND TO THE COMMISSION STAFF WORKING DOCUMENT “THE APPLICATION OF THE LAMFALUSSY PROCESS TO EU SECURITIES MARKETS LEGISLATION” 1. Introduction In Nove

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Source URL: ec.europa.eu

Language: English - Date: 2008-09-01 06:58:53
146Finance / United States securities law / Securities / Prospectus / 73rd United States Congress / United States Securities and Exchange Commission / Securities Act / Security / Initial public offering / Financial economics / Stock market / Investment

COMMITTEE OF EUROPEAN SECURITIES REGULATORS Date: December 2009 Ref. CESR[removed]Frequently asked questions regarding Prospectuses: Common positions agreed by CESR Members

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Source URL: www.esma.europa.eu

Language: English - Date: 2014-08-30 01:12:15
147Financial system / Financial markets / 73rd United States Congress / United States Securities and Exchange Commission / European Union / Prospectus / Securities Act / European Securities and Markets Authority / Committee of European Securities Regulators / Financial economics / United States securities law / Investment

Questions and Answers 17t h Prospectuses updated version – September 2012

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Source URL: www.esma.europa.eu

Language: English - Date: 2014-08-30 00:59:08
148Investment / Financial markets / United States securities law / European Commission / Prospectus / European Securities and Markets Authority / Securities Act / Committee of European Securities Regulators / European Insurance and Occupational Pensions Authority / European Union / Financial economics / Financial system

Questions and Answers 18th Prospectuses updated version – December 2012

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Source URL: www.esma.europa.eu

Language: English - Date: 2014-08-29 21:22:17
149Financial markets / United States securities law / European Union / European Commission / Prospectus / Securities / European Securities and Markets Authority / Committee of European Securities Regulators / Securities Act / Financial economics / Financial system / Investment

Questions and Answers 14th Prospectuses updated version – June 2012

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Source URL: www.esma.europa.eu

Language: English - Date: 2014-08-29 20:56:09
150Finance / Prospectus / Securities Act / Security / Committee of European Securities Regulators / Initial public offering / Regulation S-K / Stock market / Financial economics / Investment

Microsoft Word[removed]Update publication QA November 2010.doc

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Source URL: www.esma.europa.eu

Language: English - Date: 2014-08-29 19:15:26
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